SOX Compliance Support
End-to-end Sarbanes-Oxley readiness, testing, and remediation support.
What we deliver
We help public companies and pre-IPO issuers design, document, and test internal controls that meet SOX 302 and 404 requirements.
We provide structured SOX compliance support for SEC registrants, emerging growth companies, and subsidiaries of foreign filers. Our team works alongside finance leaders, internal audit, and external auditors to scope risks, document key controls, perform walkthroughs, and run operating effectiveness testing across financial reporting, IT general controls, and entity-level controls. We align procedures to the COSO 2013 framework and PCAOB AS 2201 expectations, and we map gaps to clear remediation plans. Engagements cover both first-year SOX readiness and ongoing annual cycles. We document control narratives, flowcharts, and risk-control matrices in formats your auditors recognize. We also coordinate with external assurance teams to reduce duplicate testing, manage deficiency tracking, and prepare management’s assessment under Section 404. Our work supports US GAAP and IFRS reporting environments and integrates with US, UK, Canadian, and Australian entities.
Built for teams like yours
Who it's for
- Newly public SEC registrants
- Pre-IPO companies preparing for filing
- Subsidiaries of foreign private issuers
- Mid-cap accelerated filers
- Internal audit teams needing capacity
Pain points we solve
- Unclear scoping of in-scope accounts and processes
- Control documentation that does not match how work is performed
- Repeated audit deficiencies in IT general controls
- Insufficient evidence retention for testing samples
- Strained finance teams during year-end certification
Capabilities
Everything we cover in this engagement.
- SOX scoping and risk assessment
- Process narratives and flowcharts
- Risk and control matrix build-out
- Design effectiveness testing
- Operating effectiveness testing
- IT general controls review
- Deficiency evaluation and remediation
- Management assessment support
Our process
A clear, predictable path from kickoff to outcomes.
Scoping
We assess materiality, identify significant accounts, and map in-scope processes and locations.
Documentation
We build narratives, flowcharts, and risk-control matrices aligned with COSO and PCAOB standards.
Testing
We perform walkthroughs, design assessments, and operating effectiveness testing on key controls.
Remediation
We evaluate deficiencies, document compensating controls, and track corrective actions to closure.
Reporting
We prepare management's Section 404 assessment and coordinate with external auditors for sign-off.
Deliverables & outcomes
What you get
- SOX scoping memo
- Risk and control matrix
- Process narratives and flowcharts
- Test workpapers and evidence files
- Deficiency tracker and remediation plan
- Management's Section 404 assessment
Outcomes you can expect
- Clean SOX certification on time
- Fewer audit deficiencies year over year
- Lower external audit fees through testing reliance
- Stronger control ownership across the business
- Documented audit trail for the SEC and PCAOB
What clients say
We were drowning in tier-one tickets about password resets and appointment changes. They built a deflection layer on top of our help desk and kept their agents in the loop for anything sensitive. Volume to humans dropped 58 percent in two months and our patient NPS held steady. The hybrid handoff is the part most vendors get wrong. They did not.
We were paying three agencies and a lifecycle freelancer to argue over attribution. RevoraOps absorbed all of it in 30 days, killed our worst-performing Meta ad sets, and rebuilt the welcome flow from scratch. CAC dropped 31 percent in the first full month. Honestly the relief of having one weekly call instead of four was worth it alone.
Related case studies
12 locations on one stack, 14-day close cut to 5
Centralized bookkeeping across 12 clinics. Close cycle from 6 weeks to 6 days.
Read story Regulated FinTech operating in UK and US-EastKYC review cut from 5 days to 4 hours
AI-assisted KYC pre-screening cut onboarding from 5 days to 4 hours.
Read storyYou may also need
Audit Support & Audit Preparation
Audit-ready workpapers, schedules, and PBC support that shorten the external audit cycle.
We prepare the schedules, reconciliations, and evidence your external auditors expect under US GAAP, IFRS, or UK FRS, and we manage the…
ExploreInternal Audit Services
Risk-based internal audit programs that strengthen controls without slowing the business.
We design and run internal audit plans, test controls, and report findings to the audit committee under IIA standards and SOX, UK…
ExploreStatutory Compliance
End-to-end statutory filings, returns, and registers managed across US, UK, Canadian, and Australian jurisdictions.
We manage corporate, tax, payroll, and indirect tax filings with the IRS, HMRC, CRA, and ATO so deadlines, penalties, and registers are…
ExploreFrequently asked questions
Quick answers to the questions we hear most.
Do you replace our internal audit team?
Can you support first-year SOX for a recent IPO?
How do you coordinate with external auditors?
Do you cover IT general controls?
Which frameworks do you follow?
Ready to strengthen your SOX program?
We help you scope, test, and certify with confidence across every reporting cycle.